Pass the Series 52 Municipal Securities Representative Exam!!!

 

This is a very good resource for Series 52 exam facts!  At http://www.examfacts.com they have an excellent study guide filled with basic exam facts for the Series 52 exam.  The book is also available at Amazon.com

 Sample Exam Facts:

 

What is a Utility Bond?

Finance gas, water, sewer and government owned electric power systems. Backed by User Fees

What is a Healthcare Bond?

Construction of hospitals and healthcare facilities. Backed by facility gross revenues

Define Auction Rate Securities

Securities with a variable interest or dividend rate. Long-term securities marketed as short-term.

What are the 4 Minimum Standards for AML Compliance?

(1) Policies & Procedures must responsible to detect and report (2) Designate a Compliance Officer (3) Employee Training Program (4) Independent Audit

Name 4 Customer Identification Procedures

(1) Name (2) DOB (3) Address (4) ID #